-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QgrkFItFyTTB/jong+uH2xdY3WZzXia6q05jeMOga07madXPbk3/S/29gBiSW7Vs 0782Yd/vRWa8MOQ9LdYaxA== 0000808066-99-000009.txt : 19990920 0000808066-99-000009.hdr.sgml : 19990920 ACCESSION NUMBER: 0000808066-99-000009 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990208 DATE AS OF CHANGE: 19990917 GROUP MEMBERS: CHARLES R. KOKESH GROUP MEMBERS: GREGORY T. GEORGE GROUP MEMBERS: PETER F. BERNARDONI GROUP MEMBERS: TECHNOLOGY FUNDING INC. GROUP MEMBERS: TECHNOLOGY FUNDING LTD. GROUP MEMBERS: TECHNOLOGY FUNDING PARTNERS III L P GROUP MEMBERS: TECHNOLOGY FUNDING PARTNERS III, L.P. GROUP MEMBERS: THOMAS J. TOY SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: WHITE ELECTRONIC DESIGNS CORP CENTRAL INDEX KEY: 0000013606 STANDARD INDUSTRIAL CLASSIFICATION: 3674 IRS NUMBER: 350905052 STATE OF INCORPORATION: ID FISCAL YEAR END: 1003 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-03327 FILM NUMBER: 99524081 BUSINESS ADDRESS: STREET 1: 3601 E UNIVERSITY DRIVE CITY: PHOENIX STATE: AZ ZIP: 85034 BUSINESS PHONE: 6024371520 MAIL ADDRESS: STREET 1: 3601 E UNIVERSITY DRIVE STREET 2: SUITE 475 CITY: PHOENIX STATE: AZ ZIP: 85034 FORMER COMPANY: FORMER CONFORMED NAME: BOWMAR INSTRUMENT CORP/IN/ DATE OF NAME CHANGE: 19980917 FORMER COMPANY: FORMER CONFORMED NAME: BOWMAR INSTRUMENT CORP DATE OF NAME CHANGE: 19920703 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: TECHNOLOGY FUNDING PARTNERS III L P CENTRAL INDEX KEY: 0000808066 STANDARD INDUSTRIAL CLASSIFICATION: 7372 IRS NUMBER: 943033783 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: C/O TECHNOLOGY FUNDING INC STREET 2: 2000 ALAMEDA DE LAS PULGAS STE 250 CITY: SAN MATEO STATE: CA ZIP: 94403 BUSINESS PHONE: 4153452200 MAIL ADDRESS: STREET 1: C/O TECHNOLOGY FUNDING INC STREET 2: 2000 ALAMEDA DE LAS PULGAS STE 250 CITY: SAN MATEO STATE: CA ZIP: 94403 SC 13G 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities and Exchange Act of 1934 (Amendment No. )* White Electronic Designs Corp. _________________________ (Name of Issuer) Common Stock _________________________ (Title of Class of Securities) 963801 10 5 _________________________ (CUSIP Number) February 14, 1999 _________________________ (Date of Event Which Requires Filing of this Statement) ______________________________________ Check the appropiate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1 (b) [X] Rule 13d-1 (c) [ ] Rule 13d-1 (d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 963801 10 5 Page 2 of 9 ________________________________________________________________________________ 1 NAME OF REPORTING PERSON Technology Funding Partners III, L.P. S.S. or I.R.S. identification of above person ________________________________________________________________________________ 2 CHECK THE APPROPRIATE BOX IF A MEMBER GROUP (a) [_] (b) [X] ________________________________________________________________________________ 3 SEC USE ONLY ________________________________________________________________________________ 4 CITIZENSHIP OF PLACE OR ORGANIZATION Delaware ________________________________________________________________________________ 5 SOLE VOTING POWER 0 NUMBER OF ________________________________________________________ SHARES 6 SHARED VOTING POWER 822,983 BENEFICIALLY ___________________________________________________________ OWNED BY 7. SOLE DISPOSITIVE POWER 0 EACH ___________________________________________________________ REPORTING 8. SHARED DISPOSITIVE POWER 822,983 PERSON WITH ________________________________________________________________________________ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 822,983 ________________________________________________________________________________ 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [_] ________________________________________________________________________________ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.21% ________________________________________________________________________________ 12 TYPE OF REPORTING PERSON PN ________________________________________________________________________________ CUSIP No. 963801 10 5 Page 3 of 9 ________________________________________________________________________________ 1 NAME OF REPORTING PERSON Technology Funding Inc. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON ________________________________________________________________________________ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_] (b) [X] ________________________________________________________________________________ 3 SEC USE ONLY ________________________________________________________________________________ 4 CITIZENSHIP OR PLACE OF ORGANIZATION California ________________________________________________________________________________ 5 SOLE VOTING POWER NUMBER OF 0 SHARES ___________________________________________________________ BENEFICIALLY 6 SHARED VOTING POWER 822,983 OWNED BY ___________________________________________________________ EACH 7 SOLE DISPOSITIVE POWER 0 REPORTING ___________________________________________________________ PERSON WITH 8 SHARED DISPOSTIVE POWER 822,983 ________________________________________________________________________________ 9 AGGREGATE AMOUNT OF BENEFICIALLY OWNED BY EACH REPORTING PERSON 822,983 ________________________________________________________________________________ 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [_] ________________________________________________________________________________ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.21% _______________________________________________________________________________ 12 TYPE OF REPORTING PERSON IA,CO ________________________________________________________________________________ CUSIP No. 963801 10 5 Page 4 of 9 ________________________________________________________________________________ 1 NAME OF REPORTING PERSON Technology Funding Ltd. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON ________________________________________________________________________________ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_] (b) [X] ________________________________________________________________________________ 3 SEC USE ONLY ________________________________________________________________________________ 4 CITIZENSHIP OR PLACE OF ORGANIZATION California ________________________________________________________________________________ 5 SOLE VOTING POWER 0 NUMBER OF ____________________________________________________________ SHARES 6 SHARED VOTING POWER 822,983 BENEFICIALLY ____________________________________________________________ OWNED BY 7 SOLE DISPOSITIVE POWER 0 EACH ____________________________________________________________ REPORTING 8 SHARED DISPOSITIVE POWER 822,983 PERSON WITH ______________________________________________________________________________ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 822,983 ________________________________________________________________________________ 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [_] ________________________________________________________________________________ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.21% ________________________________________________________________________________ 12 TYPE OF REPORTING PERSON IA,PN ________________________________________________________________________________ CUSIP No. 963801 10 5 Page 5 of 9 ________________________________________________________________________________ 1 NAME OF REPORTING PERSON Charles R. Kokesh S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON ________________________________________________________________________________ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_] (b) [X] ________________________________________________________________________________ 3 SEC USE ONLY ________________________________________________________________________________ 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S. Citizen ________________________________________________________________________________ 5 SOLE VOTING POWER 0 NUMBER OF ____________________________________________________________ SHARES 6 SHARED VOTING POWER 822,983 BENEFICIALLY ____________________________________________________________ OWNED BY 7 SOLE DISPOSITIVE POWER 0 EACH ____________________________________________________________ REPORTING 8 SHARED DISPOSITIVE POWER 822,983 PERSON WITH ________________________________________________________________________________ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 822,983 ________________________________________________________________________________ 10 CHECK BOX IF THE AGGRAGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [_] ________________________________________________________________________________ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.21% ________________________________________________________________________________ 12 TYPE OF REPORTING PERSON HC,IN ________________________________________________________________________________ CUSIP No. 963801 10 5 Page 6 of 9 ________________________________________________________________________________ 1 NAME OF REPORTING PERSON Gregory T. George S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON ________________________________________________________________________________ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_] (b) [X] ________________________________________________________________________________ 3 SEC USE ONLY ________________________________________________________________________________ 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S. Citizen ________________________________________________________________________________ 5 SOLE VOTING POWER NUMBER OF 0 SHARES ________________________________________________________ BENEFICIALLY 6 SHARED VOTING POWER 822,983 OWNED BY ___________________________________________________________ EACH 7 SOLE DISPOSITIVE POWER 0 REPORTING ________________________________________________________ PERSON WITH 8 SHARED DISPOSITIVE POWER 822,983 ________________________________________________________________________________ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 822,983 ________________________________________________________________________________ 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [_] ________________________________________________________________________________ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.21% ________________________________________________________________________________ 12 TYPE OF REPORTING PERSON HC,IN ________________________________________________________________________________ CUSIP No. 963801 10 5 Page 7 of 9 ________________________________________________________________________________ 1 NAME OF REPORTING PERSON Thomas J. Toy S.S. or I.R.S IDENTIFICATION NO. OF ABOVE PERSON ________________________________________________________________________________ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_] (b) [x] ________________________________________________________________________________ 3 SEC USE ONLY ________________________________________________________________________________ 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S. Citizen ________________________________________________________________________________ 5 SOLE VOTING POWER NUMBER OF 0 SHARES ____________________________________________________________ BENEFICIALLY 6 SHARED VOTING POWER 822,983 OWNED BY ____________________________________________________________ EACH 7 SOLE DEPOSITIVE POWER 0 REPORTING ____________________________________________________________ PERSON WITH 8 SHARED DEPOSITIVE POWER 822,983 ________________________________________________________________________________ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 822,983 ________________________________________________________________________________ 10 CHECK BOX IF AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [_] ________________________________________________________________________________ 11 PERCENT OF CLASS REPRESENTED BY THE AMOUNT IN ROW (9) 5.21% ________________________________________________________________________________ 12 TYPE OF REPORTING PERSON HC,IN ________________________________________________________________________________ CUSIP No. 963801 10 5 Page 8 of 9 ______________________________________________________________________________ 1 NAME OF REPORTING PERSON Peter F. Bernardoni S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON ______________________________________________________________________________ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (A) [_] (B) [x] ______________________________________________________________________________ 3 SEC USE ONLY ______________________________________________________________________________ 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S. Citizen ______________________________________________________________________________ 5 NUMBER OF 5 SOLE VOTING POWER 0 SHARES __________________________________________________________ BENEFICIALLY 6 SHARED VOTING POWER 822,983 OWNED BY __________________________________________________________ EACH 7 SOLE DISPOSITIVE POWER 0 REPORTING __________________________________________________________ PERSON WITH 8 SHARED DISPOSITIVE POWER 822,983 ______________________________________________________________________________ 9 AGGREGATE AMOUNT BENEFICALLY OWNED BY EACH PERSON 822,983 ______________________________________________________________________________ 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES* [ ] _______________________________________________________________________________ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.21% _______________________________________________________________________________ 12 TYPE OF REPORTING PERSON HC,IN ______________________________________________________________________________ Page 9 of 9 Item 1. (a) Name of Issuer: White Electronic Designs Corp. -------------- (b) Address of Issuer's Principal Executive Offices: ----------------------------------------------- One Research Drive, Westborough, Massachusetts 01581 Item 2. (a) Name of Person(s) Filing: ------------------------ Technology Funding Partners III, L.P. Technology Funding Inc. Technology Funding Ltd. Charles R. Kokesh Gregory T. George Thomas J. Toy Peter F. Bernardoni (b) Address of Principal Business Office: ------------------------------------ 2000 Alameda de las Pulgas, San Mateo, CA 94403 (c) Citizenship: ----------- United States (d) Title of Class of Securities: ---------------------------- Common Stock (e) CUSIP Number: ------------ 963801 10 5 Item 3. Not Applicable Item 4. Ownership --------- (a) Amount Beneficially Owned: 822,983 (b) Percent of Class: 5.21% (c) Number of shares as to which such person(s) has: Incorporated by reference in pages 2 through 9 herein. Technology Funding Inc. and Technology Funding Ltd. are the General Partners of th Limited Parnership(s) referenced herein. The individual reporting persons are general partners of Technology Funding Ltd. and/or Officers of Technology Funding Inc. Item 5. Ownership of Five Percent or Less of a Class -------------------------------------------- Not applicable Item 6. Ownership of More than Five Percent on Behalf of Another Person --------------------------------------------------------------- Not applicable Item 7. Identification and Classification of the Subsidiary which Acquired the Security Being Reported on By the Parent Holding Company. ------------------------------------------------------------------ Not applicable Item 8. Identification and Classification of Members of the Group --------------------------------------------------------- Not Applicable Item 9. Notice of Dissolution of a Group -------------------------------- Not Applicable Item 10. Certification ------------- By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having tht purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 14, 1999 TECHNOLOGY FUNDING PARTERS III, L.P. By: TECHNOLOGY FUNDING INC., Managing General Partner By: /s/ Charles R. Kokesh ------------------------ Charles R. Kokesh Chief Executive Officer Dated: February 14, 1999 TECHNOLOGY FUNDING INC., a California Corporation By: /s/ Charles R. Kokesh ----------------------- Charles R. Kokesh Chief Executive Officer Dated: February 14, 1999 TECHNOLOGY FUNDING LTD. a California Limited Patnership By: /s/ Charles R. Kokesh ----------------------- Charles R. Kokesh Managing General Partner Dated: February 14, 1999 /s/ Charles R. Kokesh ----------------------- Charles R. Kokesh Dated: February 14, 1999 /s/ Gregory T. George ----------------------- Gregory T. George Dated: February 14, 1999 /s/ Thomas J. Toy ---------------------- Thomas J. Toy Dated: February 14, 1999 /s/ Peter F. Bernardoni ----------------------- Peter F. Bernardoni -----END PRIVACY-ENHANCED MESSAGE-----